Ombudsman for Banking Services and Investments

Results: 383



#Item
151Legal professions / Ombudsmen in Australia / Ombudsman / Ethics / Sociology / Bank / Ombudsman for Banking Services and Investments / Dispute resolution / Law / Financial Ombudsman Service

Banking Standards Review Response from the Financial Ombudsman Service Friday 7 March[removed]The Financial Ombudsman Service welcomes the opportunity to respond to proposals for a

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Source URL: www.financial-ombudsman.org.uk

Language: English - Date: 2014-07-25 08:10:36
152Customer / Dispute resolution / Ombudsman for Banking Services and Investments / Financial Ombudsman Service / Customer experience management / Business / Customer service

Britons are shedding their reserved natures and turning into hot-blooded consumers - willing to argue at the drop of a hat and

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Source URL: www.instituteofcustomerservice.com

Language: English - Date: 2010-06-28 08:35:04
153Ombudsman / Dispute resolution / Consumer complaint / Ethics / Consumer protection / Financial Ombudsman Service / Ombudsman for Banking Services and Investments / Law / Legal professions / Marketing

Consumer Action Monitor January 2014 Key Findings and Methodology Foreword

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Source URL: www.ombudsman-services.org

Language: English - Date: 2014-02-06 08:33:44
154Arbitration / Business / Conflict / Dispute resolution / Investment Industry Regulatory Organization of Canada / Financial Industry Regulatory Authority / Arbitral tribunal / Ombudsman for Banking Services and Investments / Law / Legal terms / Self-regulatory organizations

IIROC Arbitration Program - Final R

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 17:47:02
155Legal terms / Ombudsman for Banking Services and Investments / Complaint / Ombudsman / Ethics / Sociology / Dispute resolution / Law / Legal documents

Member Regulation Notice - COMPLAINT HANDLING – MFDA POLICY NO. 3

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Source URL: www.mfda.ca

Language: English - Date: 2012-04-11 14:44:55
156Ombudsman for Banking Services and Investments / Ombudsman / Bank / Federal Reserve System / Credit union / Ethics / Sociology / Law / Dispute resolution / Email

COMPANY INFORMATION Firm name: Date:

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Source URL: www.obsi.ca

Language: English - Date: 2014-04-02 13:11:29
157Ombudsman for Banking Services and Investments / Canadian securities regulation / Ombudsman / Ethics / Sociology / Government / Dispute resolution / Canadian law / Legal professions

Memorandum of Understanding concerning oversight of the Ombudsman for Banking Services and Investments (“OBSI”) among the participating members of the Canadian Securities Administrators and OBSI

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2013-12-19 10:48:33
158Law / Legal professions / Exempt market dealer / Mediation / Sociology / Ombudsman for Banking Services and Investments / Ombudsman / Canadian securities regulation / Ethics / Dispute resolution / Finance / Investment

Proposed Amendments: NI[removed]Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-11-15 10:47:10
159Conflict / Dispute resolution / Ombudsman for Banking Services and Investments / Finance / Autorité des marchés financiers / Investment Industry Regulatory Organization of Canada / Ontario Securities Commission / Securities fraud / Canadian Investor Protection Fund / Securities / Financial economics / Economy of Canada

Consumer complaints about investments may include:  unsuitable investments (eg. investments that were too risky for you)  an unsuitable investment strategy (eg.

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:20:32
160Investment / Dispute resolution / Financial adviser / Ombudsman for Banking Services and Investments / Investment Industry Regulatory Organization of Canada / Fiduciary / Consumer protection / Law / Financial economics / Finance

Kenmar Associates The Voice of the Retail Investor Rossana Di Lieto Vice President, Registration, Complaints & Inquiries Investment Industry Regulatory Organization of Canada Suite 2000, 121 King Street West

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Source URL: www.iiroc.ca

Language: English - Date: 2013-01-15 12:40:03
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